SEC Form 4 · accession 0000104918-16-000148
AVISTA CORP · AVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger D Woodworth
Officer — Vice President
Period of report
Jan 4, 2016
Accepted (ET)
Jan 6, 2016 · 12:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - 2013, 2014 and 2015 Restricted Stock AwardsF1 | Jan 4, 2016 | F | 466 | $35.05 | D | 29,058 | D | |
| Common Stock held in 401(k) Plan | holding | — | — | — | 7,537 | I | held by Trustee | |
| Common Stock held in IRA | holding | — | — | — | 400 | I | held by Trustee | |
| Common Stock held in IRA for Theresa Woodworth | holding | — | — | — | 1,000 | I | held by Spouse | |
| Common Stock held by Patrick Woodworth | holding | — | — | — | 159 | I | held by Son | |
| Common Stock held in Executive Deferral Plan | holding | — | — | — | 1,937 | I | held by Trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold to pay income tax on final 1/3 of 2013, second 1/3 of 2014 and first 1/3 of 2015 restricted shares that vested on January 4, 2016.