SEC Form 4 · accession 0000104918-15-000023
AVISTA CORP · AVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger D Woodworth
Officer — Vice President
Period of report
Jan 9, 2015
Accepted (ET)
Jan 13, 2015 · 2:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - Performance SharesF1 | Jan 9, 2015 | M | 3,944 | — | A | 29,243 | D | |
| Common Stock - Performance SharesF2 | Jan 9, 2015 | F | 1,138 | $35.48 | D | 28,105 | D | |
| Common Stock held in 401(k) Investment Plan | holding | — | — | — | 7,235 | I | held by Trustee | |
| Common Stock held in IRA | holding | — | — | — | 400 | I | held by Trustee | |
| Common Stock held in IRA, Teresa M. Woodworth | holding | — | — | — | 1,000 | I | held by Spouse | |
| Common Stock held by Patrick D. Woodworth | holding | — | — | — | 148 | I | Held by Son | |
| Common Stock held in Executive Deferral Account | holding | — | — | — | 1,860 | I | held by Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Conversion of 2012 Performance SharesF1 | — | Jan 9, 2015 | M | 6,800 | D | — | — | Common Stock | 6,800 | 0 | D |
Explanation of responses
- F1Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.
- F2Shares withheld to pay income tax on Performance Shares acquired 1/09/2015.