SEC Form 4 · accession 0001615594-18-000005
WSI INDUSTRIES, INC. · WSCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul D Sheely
Officer — VP/CFO
Period of report
Jan 4, 2018
Accepted (ET)
Jan 8, 2018 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104897
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 4, 2018 | M | 7,500 | $5.39 | A | 24,201 | D | |
| Common Stock | Jan 4, 2018 | D | 6,737 | $6.00 | D | 17,464 | D | |
| Common Stock | Jan 4, 2018 | F | 297 | $6.00 | D | 17,167 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights | $5.39 | Jan 4, 2018 | M | 7,500 | D | Jan 9, 2008 | Jan 9, 2018 | Common Stock | 7,500 | 0 | D |