SEC Form 4 · accession 0001615594-15-000100
WSI INDUSTRIES, INC. · WSCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul D Sheely
Officer — VP/CFO
Period of report
Jul 14, 2015
Accepted (ET)
Jul 16, 2015 · 3:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104897
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 14, 2015 | M | 5,000 | $3.44 | A | 17,867 | D | |
| Common StockF2 | Jul 14, 2015 | F | 3,666 | $6.36 | D | 14,201 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $3.44 | Jul 14, 2015 | M | 5,000 | D | Jul 4, 2006 | Jan 4, 2016 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Number of shares possessed as of the date of filing.
- F2Shares surrendered in payment of exercise price of shares and withholding taxes.