SEC Form 4 · accession 0001127602-16-049877
FEDEX CORP · FDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick W Smith
Officer — Chairman/President/CEO · Director
Period of report
Apr 21, 2016
Accepted (ET)
Apr 25, 2016 · 5:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001048911
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 21, 2016 | M | 50,264 | $110.06 | A | 15,416,526 | D | |
| Common StockF1 | Apr 21, 2016 | S | 50,264 | $166.6227 | D | 15,366,262 | D | |
| Common Stock | Apr 22, 2016 | M | 148,828 | $110.06 | A | 15,515,090 | D | |
| Common Stock | Apr 22, 2016 | M | 908 | $110.06 | A | 15,515,998 | D | |
| Common StockF2 | Apr 22, 2016 | S | 149,736 | $165.9759 | D | 15,366,262 | D | |
| Common Stock | holding | — | — | — | 4,141,280 | I | By Family Holding Company | |
| Common Stock | holding | — | — | — | 736 | I | By Wife | |
| Common StockF3 | holding | — | — | — | 2,385 | I | Retirement Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F4 | $110.06 | Apr 21, 2016 | M | 50,264 | D | — | Jun 1, 2016 | Common Stock | 50,264 | 148,828 | D |
| Non-qualified Stock Option (Right to Buy)F4 | $110.06 | Apr 22, 2016 | M | 148,828 | D | — | Jun 1, 2016 | Common Stock | 148,828 | 0 | D |
| Incentive Stock Option (Right to Buy)F4 | $110.06 | Apr 22, 2016 | M | 908 | D | — | Jun 1, 2016 | Common Stock | 908 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $166.18 to $167.11, inclusive. The reporting person undertakes to provide to FedEx Corporation, any security holder of FedEx Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $165.70 to $166.70, inclusive. The reporting person undertakes to provide to FedEx Corporation, any security holder of FedEx Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- F3Ownership has been adjusted to reflect dividend paid to all holders of record.
- F4These options first exercisable one year from date of grant.