SEC Form 4 · accession 0001140361-15-032423
Graham Holdings Co · GHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald Graham
Officer — CEO and COB · Director · 10% Owner
Period of report
Aug 13, 2015
Accepted (ET)
Aug 17, 2015 · 10:23 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104889
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | Aug 13, 2015 | G | 1,600 | $0.00 | D | 7,600 | I | Trusts for Children |
| Class B Common Stock | holding | — | — | — | 3,087 | I | Revocable Trust | |
| Class B Common StockF1 | holding | — | — | — | 46,638 | I | Trusts for Siblings | |
| Class B Common StockF1 | holding | — | — | — | 1,044 | I | Trust for Children of Siblings | |
| Class B Common StockF1 | holding | — | — | — | 5,000 | I | Trust for Third Party |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | — | holding | — | — | — | — | — | Class B Common Stock | — | 230,048 | D |
| Class A Common StockF2 | — | holding | — | — | — | — | — | Class B Common Stock | — | 91,354 | I |
| Class A Common StockF1,F2 | — | holding | — | — | — | — | — | Class B Common Stock | — | 28,972 | I |
| Class A Common StockF1,F2 | — | holding | — | — | — | — | — | Class B Common Stock | — | 208,555 | I |
| Class A Common StockF2 | — | holding | — | — | — | — | — | Class B Common Stock | — | 388,225 | I |
| Class A Common StockF1,F2 | — | holding | — | — | — | — | — | Class B Common Stock | — | 1,800 | I |
Explanation of responses
- F1The reporting person is a trustee of the trust that owns the reported securities, but he is not a beneficiary of such trust. The reporting person disclaims beneficial ownership of the reported securities.
- F2Shares of Class A Common Stock are convertible into shares of Class B Common Stock at any time on a one-for-one basis and have no expiration date.
- F3The reporting person was the sole trustee of the William Wissler Graham Trust u/a/d 11/22/85 (the "Trust"). The Trust terminated on July 31, 2015 and, as of August 13, 2015, the Trust distributed its 1,600 shares of Class B Common Stock of the Issuer to the reporting person's son, the Trust's sole beneficiary.