SEC Form 4 · accession 0001140361-15-024004
Graham Holdings Co · GHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald Graham
Officer — CEO and COB · Director · 10% Owner
Period of report
Jun 9, 2015
Accepted (ET)
Jun 11, 2015 · 7:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104889
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF3,F1 | Jun 9, 2015 | S | 778 | $1,070.09 | D | 55,638 | I | Trusts for Siblings |
| Class B Common StockF4,F1 | Jun 10, 2015 | S | 8,995 | $1,070.12 | D | 46,643 | I | Trusts for Siblings |
| Class B Common StockF1 | Jun 10, 2015 | S | 5 | $1,072.25 | D | 46,638 | I | Trusts for Siblings |
| Class B Common StockF5,F1 | Jun 9, 2015 | S | 186 | $1,070.09 | D | 3,180 | I | Trusts for Children of Siblings |
| Class B Common StockF4,F1 | Jun 10, 2015 | S | 2,135 | $1,070.12 | D | 1,045 | I | Trusts for Children of Siblings |
| Class B Common StockF1 | Jun 10, 2015 | S | 1 | $1,072.25 | D | 1,044 | I | Trusts for Children of Siblings |
| Class B Common Stock | holding | — | — | — | 3,087 | I | Revocable Trust | |
| Class B Common StockF1 | holding | — | — | — | 9,200 | I | Trusts for Children | |
| Class B Common StockF1 | holding | — | — | — | 5,000 | I | Trust for Third Party |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | — | holding | — | — | — | — | — | Class B Common Stock | — | 230,048 | D |
| Class A Common StockF2 | — | holding | — | — | — | — | — | Class B Common Stock | — | 91,354 | I |
| Class A Common StockF1,F2 | — | holding | — | — | — | — | — | Class B Common Stock | — | 28,972 | I |
| Class A Common StockF1,F2 | — | holding | — | — | — | — | — | Class B Common Stock | — | 208,555 | I |
| Class A Common StockF2 | — | holding | — | — | — | — | — | Class B Common Stock | — | 388,225 | I |
| Class A Common StockF1,F2 | — | holding | — | — | — | — | — | Class B Common Stock | — | 1,800 | I |
Explanation of responses
- F1The reporting person is a trustee of the trust that owns the reported securities, but he is not a beneficiary of such trust. The reporting person disclaims beneficial ownership of the reported securities.
- F2Shares of Class A Common Stock are convertible into shares of Class B Common Stock at any time on a one-for-one basis and have no expiration date.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,070.00 to $1,070.67, inclusive. The reporting person undertakes to provide to Graham Holdings Company, any security holder of Graham Holdings Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the shares sold at each separate price within the ranges set forth in footnotes (3) to (5), inclusive to this Form 4.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,070.00 to $1,071.00, inclusive.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,070.00 to $1,070.67, inclusive.