SEC Form 4 · accession 0001140361-15-023570
Graham Holdings Co · GHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald Graham
Officer — CEO and COB · Director · 10% Owner
Period of report
Jun 4, 2015
Accepted (ET)
Jun 8, 2015 · 9:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104889
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF3,F1 | Jun 4, 2015 | S | 2,084 | $1,070.07 | D | 63,706 | I | Trusts for Siblings |
| Class B Common StockF4,F1 | Jun 4, 2015 | S | 1,609 | $1,071.75 | D | 62,097 | I | Trusts for Siblings |
| Class B Common StockF5,F1 | Jun 4, 2015 | S | 348 | $1,072.30 | D | 61,750 | I | Trusts for Siblings |
| Class B Common StockF6,F1 | Jun 4, 2015 | S | 162 | $1,073.34 | D | 61,588 | I | Trusts for Siblings |
| Class B Common StockF7,F1 | Jun 5, 2015 | S | 733 | $1,070.27 | D | 60,855 | I | Trusts for Siblings |
| Class B Common StockF8,F1 | Jun 5, 2015 | S | 808 | $1,071.86 | D | 60,047 | I | Trusts for Siblings |
| Class B Common StockF9,F1 | Jun 8, 2015 | S | 3,361 | $1,070.26 | D | 56,686 | I | Trusts for Siblings |
| Class B Common StockF10,F1 | Jun 8, 2015 | S | 189 | $1,071.22 | D | 56,497 | I | Trusts for Siblings |
| Class B Common StockF4,F1 | Jun 8, 2015 | S | 81 | $1,072.07 | D | 56,416 | I | Trusts for Siblings |
| Class B Common StockF11,F1 | Jun 4, 2015 | S | 494 | $1,070.07 | D | 5,096 | I | Trusts for Children of Siblings |
| Class B Common StockF4,F1 | Jun 4, 2015 | S | 381 | $1,071.75 | D | 4,715 | I | Trusts for Children of Siblings |
| Class B Common StockF5,F1 | Jun 4, 2015 | S | 82 | $1,072.30 | D | 4,632 | I | Trusts for Children of Siblings |
| Class B Common StockF6,F1 | Jun 4, 2015 | S | 38 | $1,073.34 | D | 4,594 | I | Trusts for Children of Siblings |
| Class B Common StockF7,F1 | Jun 5, 2015 | S | 174 | $1,070.27 | D | 4,420 | I | Trusts for Children of Siblings |
| Class B Common StockF8,F1 | Jun 5, 2015 | S | 192 | $1,071.86 | D | 4,228 | I | Trusts for Children of Siblings |
| Class B Common StockF9,F1 | Jun 8, 2015 | S | 798 | $1,070.26 | D | 3,430 | I | Trusts for Children of Siblings |
| Class B Common StockF10,F1 | Jun 8, 2015 | S | 45 | $1,071.22 | D | 3,385 | I | Trusts for Children of Siblings |
| Class B Common StockF1 | Jun 8, 2015 | S | 19 | $1,072.07 | D | 3,366 | I | Trusts for Children of Siblings |
| Class B Common Stock | holding | — | — | — | 3,087 | I | Revocable Trust | |
| Class B Common StockF1 | holding | — | — | — | 9,200 | I | Trusts for Children | |
| Class B Common StockF1 | holding | — | — | — | 5,000 | I | Trust for Third Party |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | — | holding | — | — | — | — | — | Class B Common Stock | — | 230,048 | D |
| Class A Common StockF2 | — | holding | — | — | — | — | — | Class B Common Stock | — | 91,354 | I |
| Class A Common StockF1,F2 | — | holding | — | — | — | — | — | Class B Common Stock | — | 28,972 | I |
| Class A Common StockF1,F2 | — | holding | — | — | — | — | — | Class B Common Stock | — | 208,555 | I |
| Class A Common StockF2 | — | holding | — | — | — | — | — | Class B Common Stock | — | 388,225 | I |
| Class A Common StockF1,F2 | — | holding | — | — | — | — | — | Class B Common Stock | — | 1,800 | I |
Explanation of responses
- F1The reporting person is a trustee of the trust that owns the reported securities, but he is not a beneficiary of such trust. The reporting person disclaims beneficial ownership of the reported securities.
- F10The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,071.00 to $1,071.51, inclusive.
- F11The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,070.00 to $1,070.70, inclusive.
- F2Shares of Class A Common Stock are convertible into shares of Class B Common Stock at any time on a one-for-one basis and have no expiration date.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,070.00 to $1,070.70, inclusive. The reporting person undertakes to provide to Graham Holdings Company, any security holder of Graham Holdings Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the shares sold at each separate price within the ranges set forth in footnotes (3) to (11), inclusive to this Form 4. For purposes of calculating the number of shares sold at a specific weighted average price on each day by each trust, the ratio of the number of shares in such trust sold on such date over the total number of shares sold was applied to the total shares sold at the applicable price ranges, yielding the fractional amounts appearing in columns 4 and 5. For the avoidance of doubt, column 5 sets forth the number of whole shares held in each trust as of the last sale taking place on a given day.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,071.11 to $1,072.10, inclusive.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,072.11 to $1,072.59, inclusive.
- F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,073.18 to $1,073.50, inclusive.
- F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,070.00 to $1,070.50, inclusive.
- F8The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,071.84 to $1,072.00, inclusive.
- F9The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,070.00 to $1,070.96, inclusive.