SEC Form 4 · accession 0001140361-15-009012
Graham Holdings Co · GHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald Graham
Officer — CEO and COB · Director · 10% Owner
Period of report
Feb 23, 2015
Accepted (ET)
Feb 25, 2015 · 9:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104889
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF4,F1 | Feb 23, 2015 | S | 1,623 | $985.50 | D | 143,193 | I | Trusts for Siblings |
| Class B Common StockF1 | Feb 24, 2015 | S | 500 | $987.67 | D | 142,693 | I | Trusts for Siblings |
| Class B Common StockF5,F1 | Feb 24, 2015 | S | 14,750 | $990.06 | D | 127,943 | I | Trusts for Siblings |
| Class B Common StockF6,F1 | Feb 24, 2015 | S | 950 | $991.60 | D | 126,993 | I | Trusts for Siblings |
| Class B Common StockF7,F1 | Feb 24, 2015 | S | 300 | $993.54 | D | 126,693 | I | Trusts for Siblings |
| Stock B Common StockF8,F1 | Feb 24, 2015 | S | 500 | $995.25 | D | 126,193 | I | Trusts for Siblings |
| Class B Common StockF9,F1 | Feb 25, 2015 | S | 42 | $980.20 | D | 126,151 | I | Trusts for Siblings |
| Class B Common StockF10,F1 | Feb 25, 2015 | S | 23,615 | $990.02 | D | 102,536 | I | Trusts for Siblings |
| Class B Common StockF11,F1 | Feb 25, 2015 | S | 323 | $991.64 | D | 102,213 | I | Trusts for Siblings |
| Class B Common StockF12,F1 | Feb 25, 2015 | S | 420 | $992.65 | D | 101,793 | I | Trusts for Siblings |
| Class B Common StockF13,F1 | Feb 25, 2015 | S | 1,298 | $993.32 | D | 100,495 | I | Trusts for Siblings |
| Class B Common StockF14,F1 | Feb 25, 2015 | S | 302 | $994.41 | D | 100,193 | I | Trusts for Siblings |
| Class B Common Stock | holding | — | — | — | 3,087 | I | Revocable Trust | |
| Class B Common StockF2,F1 | holding | — | — | — | 9,200 | I | Trusts for Children | |
| Class B Common StockF1 | holding | — | — | — | 9,564 | I | Trusts for Children of Siblings | |
| Class B Common StockF1 | holding | — | — | — | 5,000 | I | Trust for Third Party |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common StockF3 | — | holding | — | — | — | — | — | Class B Common Stock | — | 230,048 | D |
| Class A Common StockF3 | — | holding | — | — | — | — | — | Class B Common Stock | — | 91,354 | I |
| Class A Common StockF1,F3 | — | holding | — | — | — | — | — | Class B Common Stock | — | 28,972 | I |
| Class A Common StockF1,F3 | — | holding | — | — | — | — | — | Class B Common Stock | — | 219,377 | I |
| Class A Common StockF3 | — | holding | — | — | — | — | — | Class B Common Stock | — | 388,225 | I |
| Class A Common StockF1,F3 | — | holding | — | — | — | — | — | Class B Common Stock | — | 1,800 | I |
Explanation of responses
- F1The reporting person is a trustee of the trust that owns the reported securities, but he is not a beneficiary of such trust. The reporting person disclaims beneficial ownership of the reported securities.
- F10The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $990.00 to $990.30, inclusive.
- F11The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $991.00 to $991.98, inclusive.
- F12The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $992.02 to $992.99, inclusive.
- F13The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $993.075 to $993.89, inclusive.
- F14The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $994.12 to $994.62, inclusive.
- F2The amount of securities owned by the trusts for children was inadvertently understated by 3,800 shares in Form 4s filed after December 28, 2012. The amount shown here is the corrected amount.
- F3Shares of Class A Common Stock are convertible into shares of Class B Common Stock at any time on a one-for-one basis and have no expiration date.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $985.00 to $985.79, inclusive. The reporting person undertakes to provide to Graham Holdings Company, any security holder of Graham Holdings Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the shares sold at each separate price within the ranges set forth in footnotes (4) to (14), inclusive to this Form 4.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $990.00 to $990.90, inclusive.
- F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $991.21 to $992.20, inclusive.
- F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $993.52 to $993.57, inclusive.
- F8The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $995.02 to $996.00, inclusive.
- F9The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $980.00 to $982.36, inclusive.