SEC Form 4 · accession 0000950157-19-000012
Graham Holdings Co · GHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy J O'Shaughnessy
Officer — President and CEO · Director
Period of report
Feb 22, 2018
Accepted (ET)
Jan 4, 2019 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104889
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common Stock | Feb 22, 2018 | L | 3 | $599.50 | A | 11,745 | D | |
| Class B Common Stock | May 15, 2018 | L | 3 | $595.40 | A | 11,748 | D | |
| Class B Common Stock | Aug 8, 2018 | L | 3 | $559.55 | A | 11,751 | D | |
| Class B Common Stock | Nov 17, 2018 | L | 3 | $611.94 | A | 11,754 | D | |
| Class B Common StockF6 | Jan 2, 2019 | A | 600 | — | A | 3,382 | I | Spouse |
| Class B Common StockF2 | holding | — | — | — | 900 | I | Trust for spouse | |
| Class B Common StockF3 | holding | — | — | — | 5,600 | I | Trust for spouse and children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common StockF4 | — | holding | — | — | — | — | — | Class B Common Stock | — | 34,865 | I |
Explanation of responses
- F1Such shares were acquired in a dividend reinvestment plan administered by the reporting person's broker and eligible for deferred reporting on Form 5 under Rule 16a-6. The reporting person has chosen to report such transactions early on this Form 4.
- F2The reporting person is not a beneficiary of such trust. The reporting person disclaims beneficial ownership of the reported securities.
- F3The reporting person is a trustee of the trust that owns the reported securities, but he is not a beneficiary of such trust. The reporting person disclaims beneficial ownership of the reported securities.
- F4Shares of Class A Common Stock are convertible into shares of Class B Common Stock at any time on a one-for-one basis and have no expiration date.
- F5Class B shares awarded to Laura O'Shaughnessy, spouse of the reporting person, as restricted stock under incentive plan.
- F6N/A.