SEC Form 4 · accession 0000950157-17-001392
Graham Holdings Co · GHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald Graham
Director · 10% Owner
Period of report
Sep 28, 2017
Accepted (ET)
Oct 2, 2017 · 5:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104889
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | Sep 28, 2017 | G | 2,000 | $0.00 | D | 5,600 | I | Trusts for Children |
| Class B Common Stock | holding | — | — | — | 3,087 | I | Revocable Trust | |
| Class B Common StockF1 | holding | — | — | — | 46,638 | I | Trusts for Siblings | |
| Class B Common StockF1 | holding | — | — | — | 1,044 | I | Trusts for Children of Siblings | |
| Class B Common StockF1 | holding | — | — | — | 5,000 | I | Trust for Third Party | |
| Class B Common StockF2 | holding | — | — | — | 60 | I | By spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common StockF3 | — | holding | — | — | — | — | — | Class B Common Stock | — | 206,233 | D |
| Class A Common StockF3 | — | holding | — | — | — | — | — | Class B Common Stock | — | 59,241 | I |
| Class A Common StockF3 | — | holding | — | — | — | — | — | Class B Common Stock | — | 84,900 | I |
| Class A Common StockF3 | — | holding | — | — | — | — | — | Class B Common Stock | — | 208,555 | I |
| Class A Common StockF3 | — | holding | — | — | — | — | — | Class B Common Stock | — | 388,225 | I |
| Class A Common StockF3 | — | holding | — | — | — | — | — | Class B Common Stock | — | 1,800 | I |
Explanation of responses
- F1The reporting person is a trustee of the trust that owns the reported securities, but he is not a beneficiary of such trust. The reporting person disclaims beneficial ownership of the reported securities.
- F2The reporting person disclaims beneficial ownership of the reported securities.
- F3Shares of Class A Common Stock are convertible into shares of Class B Common Stock at any time on a one-for-one basis and have no expiration date.
- F4The reporting person was the sole trustee of the Mary Louise Graham Trust u/a/d 11/22/85 (the "Trust"). The Trust terminated on August 7, 2017 and, as of September 28, 2017, the trust distributed its 2,000 shares of Class B Common Stock of the Issuer to the reporting person's daughter, the Trust's sole beneficiary.