SEC Form 4 · accession 0001209191-18-020371
F5, INC. · FFIV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sandra E. Bergeron
Director
Period of report
Mar 14, 2018
Accepted (ET)
Mar 16, 2018 · 6:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001048695
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 14, 2018 | M | 1,740 | $0.00 | A | 10,900 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | $0.00 | Mar 14, 2018 | M | 1,740 | D | Mar 14, 2018 | — | Common Stock | 1,740 | 0 | D |
| Restricted Stock UnitF2,F4 | $0.00 | Mar 15, 2018 | A | 1,688 | A | — | — | Common Stock | 1,688 | 1,688 | D |
Explanation of responses
- F1Shares received upon vesting of the March 9, 2017 award of Restricted Stock Units.
- F2Each Restricted Stock Unit represents a contingent right to receive one share of F5 Networks, Inc. Common Stock on the vest date.
- F3One share of Common Stock of F5 Networks, Inc. was delivered to the reporting person for each Restricted Stock Unit that vested on March 14, 2018.
- F4Restricted Stock Units will fully vest on the first business day prior to the date of the annual shareholder meeting for fiscal 2018 (to be held in 2019) if the reporting person continues to serve as a director on the vest date, and the corresponding number of shares of Common Stock of F5 Networks, Inc. will be issued to the reporting person on the vest date.