SEC Form 4 · accession 0001209191-17-029072
F5, INC. · FFIV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward Julian Eames
Officer — EVP, Chief Operations Officer
Period of report
Apr 28, 2017
Accepted (ET)
May 2, 2017 · 11:19 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001048695
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 28, 2017 | A | 2,964 | $0.00 | A | 30,730 | D | |
| Common StockF2 | May 1, 2017 | M | 2,986 | $0.00 | A | 33,716 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F4,F5 | $0.00 | May 1, 2017 | M | 947 | D | — | — | Common Stock | 947 | 1,894 | D |
| Restricted Stock UnitF3,F6,F5 | $0.00 | May 1, 2017 | M | 660 | D | — | — | Common Stock | 660 | 3,965 | D |
| Restricted Stock UnitF3,F7,F5 | $0.00 | May 1, 2017 | M | 763 | D | — | — | Common Stock | 763 | 7,626 | D |
| Restricted Stock UnitF3,F8,F5 | $0.00 | May 1, 2017 | M | 616 | D | — | — | Common Stock | 616 | 8,624 | D |
Explanation of responses
- F1Shares acquired based on performance targets for the November 1, 2013, November 3, 2014, November 2, 2015 and November 1, 2016 awards of Restricted Stock Units.
- F2Shares acquired upon vesting of the November 1, 2013, November 3, 2014, November 2, 2015 and November 1, 2016 awards of service-based Restricted Stock Units.
- F3Each Restricted Stock Unit represents a contingent right to receive one share of F5 Networks, Inc. Common Stock on the vest date.
- F4This November 1, 2013 award of service-based Restricted Stock Units vests in sixteen equal quarterly increments beginning February 1, 2014.
- F5If the reporting person continues to serve as an officer of the Company on the vest date, the corresponding number of shares of Common Stock of F5 Networks, Inc. will be issued to the reporting person on the vest date.
- F6This November 3, 2014 award of service-based Restricted Stock Units vests in sixteen equal quarterly increments beginning February 1, 2015.
- F7This November 2, 2015 award of service-based Restricted Stock Units vests in sixteen equal quarterly increments beginning February 1, 2016.
- F8This November 1, 2016 award of service-based Restricted Stock Units vests in sixteen equal quarterly increments beginning February 1, 2017.