SEC Form 4/A · accession 0001209191-16-139695
F5, INC. · FFIV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Peter S Klein
Director
Period of report
Mar 9, 2016
Accepted (ET)
Sep 2, 2016 · 1:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001048695
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 9, 2016 | M | 2,212 | $0.00 | A | 2,332 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | $0.00 | Mar 9, 2016 | M | 2,212 | D | Mar 9, 2016 | — | Common Stock | 2,212 | 0 | D |
| Restricted Stock UnitsF3,F5 | $0.00 | Mar 10, 2016 | A | 2,540 | A | — | — | Common Stock | 2,540 | 2,540 | D |
Explanation of responses
- F1Shares received upon vesting of the March 12, 2015 award of Restricted Stock Units.
- F2120 shares beneficially owned by the reporting person were inadvertently omitted from the reporting person's original Form 4 report filed on March 9, 2016.
- F3Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock of F5 Networks, Inc. on the vest date.
- F4One share of Common Stock of F5 Networks, Inc. was delivered to the reporting person for each Restricted Stock Unit that vested on March 9, 2016.
- F5Restricted Stock Units will fully vest on the first business day prior to the date of the annual shareholder meeting for fiscal 2016 (to be held in 2017) if the reporting person continues to serve as a director on the vest date, and the corresponding number of shares of Common Stock of F5 Networks, Inc. will be issued to the reporting person on the vest date.