SEC Form 4 · accession 0001209191-16-116916
F5, INC. · FFIV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kristen Dimlow
Officer — EVP, Human Resources
Period of report
May 1, 2016
Accepted (ET)
May 3, 2016 · 12:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001048695
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 1, 2016 | M | 8,823 | $0.00 | A | 8,823 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3,F4 | $0.00 | May 1, 2016 | M | 8,823 | D | — | — | Common Stock | 8,823 | 26,469 | D |
Explanation of responses
- F1Shares acquired upon vesting of the May 1, 2015 award of service-based Restricted Stock Units.
- F2Each Restricted Stock Unit represents a contingent right to receive one share of F5 Networks, Inc. Common Stock on the vest date.
- F3Twenty five percent (25%) of the May 1, 2015 award of service-based Restricted Stock Units vested on May 1, 2016, and the remaining seventy five percent (75%) vest in twelve equal quarterly increments beginning August 1, 2016.
- F4If the reporting person continues to serve as an officer of the Company on the vest date, the corresponding number of shares of Common Stock of F5 Networks, Inc. will be issued to the reporting person on the vest date.