SEC Form 4 · accession 0001209191-16-107846
F5, INC. · FFIV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan Higginson
Director
Period of report
Mar 9, 2016
Accepted (ET)
Mar 11, 2016 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001048695
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 9, 2016 | M | 2,212 | $0.00 | A | 18,522 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | $0.00 | Mar 9, 2016 | M | 2,212 | D | Mar 9, 2016 | — | Common Stock | 2,212 | 0 | D |
| Restricted Stock UnitsF2,F4 | $0.00 | Mar 10, 2016 | A | 2,540 | A | — | — | Common Stock | 2,540 | 2,540 | D |
Explanation of responses
- F1Shares received upon vesting of the March 12, 2015 award of Restricted Stock Units.
- F2Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock of F5 Networks, Inc. on the vest date.
- F3One share of Common Stock of F5 Networks, Inc. was delivered to the reporting person for each Restricted Stock Unit that vested on March 9, 2016.
- F4Restricted Stock Units will fully vest on the first business day prior to the date of the annual shareholder meeting for fiscal 2016 (to be held in 2017) if the reporting person continues to serve as a director on the vest date, and the corresponding number of shares of Common Stock of F5 Networks, Inc. will be issued to the reporting person on the vest date.