SEC Form 4 · accession 0001209191-15-008530
METALICO INC · MEA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cary M Grossman
Director
Period of report
Feb 2, 2015
Accepted (ET)
Feb 3, 2015 · 9:07 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001048685
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 2, 2015 | M | 7,692 | $0.00 | A | 7,692 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred StockF1 | — | Feb 2, 2015 | A | 15,385 | A | — | — | Common Stock | 15,385 | 15,385 | D |
Explanation of responses
- F1Represents rights to 23,077 shares of Deferred Stock awarded January 30, 2015 pursuant to the Issuer's 2006 Long-Term Incentive Plan. One-third of these shares of Deferred Stock vests and is to be issued to the Reporting Person on each of February 2, 2015, February 1, 2016, and February 1, 2017.