SEC Form 4 · accession 0001140361-15-010596
BIOMARIN PHARMACEUTICAL INC · BMRN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Baffi
Officer — EVP, Technical Operations
Period of report
Mar 3, 2015
Accepted (ET)
Mar 5, 2015 · 8:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001048477
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 3, 2015 | A | 10,500 | $0.00 | A | 109,700 | D | |
| Common Stock | Mar 5, 2015 | M | 11,000 | $17.86 | A | 120,700 | D | |
| Common Stock | Mar 5, 2015 | M | 3,051 | $14.39 | A | 123,751 | D | |
| Common StockF2 | Mar 5, 2015 | S | 14,051 | $116.3683 | D | 109,700 | D | |
| Common Stock | holding | — | — | — | 23,935 | I | Shares held by Baffi Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) Common StockF3 | $108.36 | Mar 3, 2015 | A | 23,900 | A | Sep 3, 2015 | Mar 2, 2025 | Common Stock | 23,900 | 23,900 | D |
| Stock Option (right to buy) Common StockF5,F4 | $17.86 | Mar 5, 2015 | M | 11,000 | D | Jun 17, 2009 | Dec 16, 2018 | Common Stock | 11,000 | 0 | D |
| Stock Option (right to buy) Common StockF5,F6 | $14.39 | Mar 5, 2015 | M | 3,051 | D | Nov 12, 2009 | May 11, 2019 | Common Stock | 3,051 | 0 | D |
Explanation of responses
- F1Restricted stock units granted on March 3, 2015. Price not applicable.
- F2The price in column 4 is a weighted average price. The price actually received ranged from $116.30 to $116.44. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the amount of shares sold at each price within the range.
- F3Option grant vests 6/48ths on September 3, 2015, and 1/48th on the 3rd day of every month thereafter.
- F4Option grant vests 6/48ths on June 17, 2009 and 1/48th on the 17th of every month thereafter.
- F5Reflects the number of stock options that remain outstanding from this specific stock option grant following the reported transaction.
- F6Option grant vests 6/48ths on November 11, 2009 and 1/48th on the 11th of every month thereafter.