SEC Form 4 · accession 0001225208-18-010371
MARRIOTT INTERNATIONAL INC /MD/ · MAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David S Marriott
Other
Period of report
Jun 7, 2018
Accepted (ET)
Jun 8, 2018 · 11:00 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001048286
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 7, 2018 | A | 4,581 | $0.00 | A | 638,234 | D | |
| Class A Common StockF1 | Jun 7, 2018 | S | 4,581 | $141.09 | D | 633,653 | D | |
| Class A Common StockF2 | Jun 7, 2018 | S | 4,294 | $141.49 | D | 461,202 | I | JBM Marital Trust |
| Class A Common Stock | holding | — | — | — | 20,000 | I | AES JWM Gen Trust | |
| Class A Common StockF3 | holding | — | — | — | 15,418 | I | By Spouse | |
| Class A Common Stock | holding | — | — | — | 221,678 | I | By Trust for Steven Garff Marriott's Descendants | |
| Class A Common Stock | holding | — | — | — | 60,000 | I | DMH JWM Gen Trust | |
| Class A Common Stock | holding | — | — | — | 60,000 | I | DSM JWM Gen Trust | |
| Class A Common Stock | holding | — | — | — | 20,000 | I | JRJ JWM Gen Trust | |
| Class A Common Stock | holding | — | — | — | 24,227,118 | I | JWM Family Enterprises | |
| Class A Common Stock | holding | — | — | — | 75,000 | I | JWM III Generations Trusts | |
| Class A Common Stock | holding | — | — | — | 60,000 | I | JWM III JWM Gen Trust | |
| Class A Common Stock | holding | — | — | — | 251,000 | I | JWM Insurance Trust | |
| Class A Common Stock | holding | — | — | — | 20,000 | I | SBM JWM Gen Trust | |
| Class A Common StockF3 | holding | — | — | — | 34,123 | I | Trustee 1 of Trust f/b/o his child | |
| Class A Common StockF3 | holding | — | — | — | 21,755 | I | Trustee 2 of Trust f/b/o his child | |
| Class A Common StockF3 | holding | — | — | — | 13,872 | I | Trustee 3 of Trust f/b/o his child | |
| Class A Common Stock | holding | — | — | — | 6,342 | I | Trustee 4 of Trust f/b/o his child | |
| Class A Common Stock | holding | — | — | — | 11,000 | I | Trustee 5 SBM1 | |
| Class A Common Stock | holding | — | — | — | 53,622 | I | Trustee 6 SBM2 | |
| Class A Common Stock | holding | — | — | — | 142,565 | I | Trustee DSM Descendant |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF4 | $27.46 | Jun 7, 2018 | D | 10,844 | D | — | Feb 15, 2020 | Class A Common Stock | 10,844 | 0 | D |
Explanation of responses
- F1Represents the weighted average sale price. The highest price at which shares were sold was $141.31 and the lowest price at which shares were sold was $140.82.
- F2Represents the weighted average sale price. The highest price at which shares were sold was $142.19 and the lowest price at which shares were sold was $139.01.
- F3The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- F4Stock Appreciation Rights, settled in Class A Common Stock and vesting in four equal installments beginning on the first anniversary of the August 7, 2008 grant date..