SEC Form 4 · accession 0001225208-17-014635
MARRIOTT INTERNATIONAL INC /MD/ · MAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J W Marriott Jr.
Officer — Chairman · Director · Other
Period of report
Sep 5, 2017
Accepted (ET)
Sep 6, 2017 · 12:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001048286
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Sep 5, 2017 | S | 10,376 | $102.01 | D | 229,648 | D | |
| Class A Common Stock | holding | — | — | — | 250,844 | I | 401(k) account | |
| Class A Common Stock | holding | — | — | — | 20,000 | I | AES JWM Gen Trust | |
| Class A Common Stock | holding | — | — | — | 60,000 | I | DMH JWM Gen Trust | |
| Class A Common Stock | holding | — | — | — | 60,000 | I | DSM JWM Gen Trust | |
| Class A Common Stock | holding | — | — | — | 20,000 | I | JRJ JWM Gen Trust | |
| Class A Common StockF2 | holding | — | — | — | 68,900 | I | JW Sp Trustee 8 | |
| Class A Common Stock | holding | — | — | — | 76,991 | I | JW Sp Trustee 9 | |
| Class A Common StockF2 | holding | — | — | — | 24,227,118 | I | JWM Family Enterprises | |
| Class A Common Stock | holding | — | — | — | 60,000 | I | JWM III JWM Gen Trust | |
| Class A Common Stock | holding | — | — | — | 20,000 | I | SBM JWM Gen Trust | |
| Class A Common StockF2 | holding | — | — | — | 1,689,363 | I | Sp Trustee 1 | |
| Class A Common StockF2 | holding | — | — | — | 13,220 | I | Sp Trustee 2 | |
| Class A Common StockF2 | holding | — | — | — | 16,682 | I | Sp Trustee 3 | |
| Class A Common StockF2 | holding | — | — | — | 19,679 | I | Sp Trustee 5 | |
| Class A Common StockF2 | holding | — | — | — | 19,679 | I | Sp Trustee 6 | |
| Class A Common StockF2 | holding | — | — | — | 10,217 | I | Sp Trustee 7 | |
| Class A Common StockF2 | holding | — | — | — | 285,758 | I | Spouse | |
| Class A Common StockF2 | holding | — | — | — | 367,484 | I | Trustee 1 | |
| Class A Common StockF2 | holding | — | — | — | 5,125,444 | I | Trustee 19 | |
| Class A Common StockF2 | holding | — | — | — | 589,637 | I | Trustee 2 | |
| Class A Common StockF2 | holding | — | — | — | 139,541 | I | Trustee 3 | |
| Class A Common StockF2 | holding | — | — | — | 495,559 | I | Trustee 4 | |
| Class A Common StockF2 | holding | — | — | — | 767,671 | I | Trustee 5 | |
| Class A Common StockF2 | holding | — | — | — | 537,520 | I | Trustee 6 | |
| Class A Common StockF2 | holding | — | — | — | 95,207 | I | Trustee 7 | |
| Class A Common StockF2 | holding | — | — | — | 725,822 | I | Trustee 8 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF3 | $35.54 | Sep 5, 2017 | M | 31,467 | D | — | Feb 19, 2018 | Class A Common Stock | 31,467 | 80,000 | D |
Explanation of responses
- F1Represents the weighted average sale price. The highest price at which shares were sold was $102.11 and the lowest price at which shares were sold was $101.98.
- F2The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- F3Stock Appreciation Right, settled in Class A Common Stock and vesting in four equal annual installments beginning with the first anniversary of February 19, 2008.