SEC Form 4 · accession 0001225208-17-004270
MARRIOTT INTERNATIONAL INC /MD/ · MAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig S. Smith
Officer — Pres. Mgn. Dir. Asia Pacific
Period of report
Feb 21, 2017
Accepted (ET)
Feb 23, 2017 · 3:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001048286
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common - Restricted Stock UnitsF1 | Feb 21, 2017 | A | 5,436 | $0.00 | A | 15,005 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $88.31 | Feb 21, 2017 | A | 15,912 | A | — | Feb 21, 2027 | Class A Common Stock | 15,912 | 15,912 | D |
Explanation of responses
- F1The Restricted Stock Units will vest in three equal installments beginning on February 21, 2018 and thereafter on the anniversary of that date.
- F2Stock Appreciation Rights settle in Class A Common Stock and vest in three equal installments beginning on February 21, 2018 and thereafter on the anniversary of that date.