SEC Form 4 · accession 0001225208-16-042864
MARRIOTT INTERNATIONAL INC /MD/ · MAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arne M Sorenson
Officer — President & CEO · Director
Period of report
Dec 7, 2016
Accepted (ET)
Dec 8, 2016 · 11:43 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001048286
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 7, 2016 | A | 19,235 | $0.00 | A | 536,070 | D | |
| Class A Common StockF1 | Dec 7, 2016 | S | 19,235 | $82.88 | D | 516,835 | D | |
| Class A Common Stock | holding | — | — | — | 11,223 | I | 401(k) account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $49.03 | Dec 7, 2016 | D | 88,400 | D | — | Feb 12, 2017 | Class A Common Stock | 88,400 | 0 | D |
Explanation of responses
- F1Represents the weighted average sale price. The highest price at which shares were sold was $82.92 and the lowest price at which shares were sold was $82.81.
- F2Stock Appreciation Right, settled in Class A Common Stock and vesting in four equal annual installments beginning with the first anniversary of February 12, 2007.