SEC Form 4 · accession 0001225208-16-042648
MARRIOTT INTERNATIONAL INC /MD/ · MAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amy McPherson
Officer — Pres Mgn Dir European Ldg
Period of report
Dec 2, 2016
Accepted (ET)
Dec 5, 2016 · 11:44 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001048286
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 2, 2016 | A | 10,172 | $0.00 | A | 67,725 | D | |
| Class A Common Stock | Dec 2, 2016 | A | 1,686 | $0.00 | A | 69,411 | D | |
| Class A Common StockF1 | Dec 2, 2016 | S | 11,573 | $79.52 | D | 57,838 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $49.03 | Dec 2, 2016 | D | 7,984 | D | — | Feb 12, 2017 | Class A Common Stock | 7,984 | 0 | D |
| Stock Appreciation RightsF3 | $35.54 | Dec 2, 2016 | D | 35,020 | D | — | Feb 19, 2018 | Class A Common Stock | 35,020 | 0 | D |
Explanation of responses
- F1Represents the weighted average sale price. The highest price at which shares were sold was $79.57 and the lowest price at which shares were sold was $79.50.
- F2Stock Appreciation Right, settled in Class A Common Stock and vesting in four equal annual installments beginning on the first anniversary of the February 12, 2007 grant date.
- F3Stock Appreciation Right, settled in Class A Common Stock and vesting in four equal annual installments beginning with the first anniversary of February 19, 2008.