SEC Form 4 · accession 0001225208-16-039698
MARRIOTT INTERNATIONAL INC /MD/ · MAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Hippeau
Director
Period of report
Sep 23, 2016
Accepted (ET)
Sep 27, 2016 · 11:39 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001048286
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common - Restricted Stock Units | Sep 23, 2016 | A | 2,330 | $0.00 | A | 2,330 | D | |
| Class A Common Stock | Sep 23, 2016 | A | 13,987 | $0.00 | A | 13,987 | D | |
| Class A Common Stock-Dir. Def. Stock Comp Plan-1 | Sep 23, 2016 | A | 35,834 | $0.00 | A | 35,834 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to buy)F3 | $32.13 | Sep 23, 2016 | A | 4,863 | A | — | Feb 26, 2018 | Class A Common Stock | 4,863 | 4,863 | D |
| Stock Option (Right to buy)F3 | $9.57 | Sep 23, 2016 | A | 13,065 | A | — | Feb 27, 2017 | Class A Common Stock | 13,065 | 13,065 | D |
| Stock Option (Right to buy)F3 | $51.50 | Sep 23, 2016 | A | 3,034 | A | — | Feb 28, 2019 | Class A Common Stock | 3,034 | 3,034 | D |
| Stock Option (Right to buy)F3 | $46.28 | Sep 23, 2016 | A | 3,376 | A | — | Feb 28, 2020 | Class A Common Stock | 3,376 | 3,376 | D |
Explanation of responses
- F12330 RSUs vest on February 26, 2017 or, if earlier, the day the Reporting Person ceased to be a Director.
- F2Dir. Deferred Stock Comp Plan 1 is convertible into Common Stock and distributable to the Reporting Person per the terms of the applicable Deferral Agreement.
- F3The Options were fully exercisable on the date hereof.