SEC Form 4 · accession 0001225208-16-035119
MARRIOTT INTERNATIONAL INC /MD/ · MAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Capuano
Officer — EVP- Chief Development Officer
Period of report
Jun 15, 2016
Accepted (ET)
Jun 16, 2016 · 2:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001048286
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 15, 2016 | M | 9,909 | $40.84 | A | 116,833 | D | |
| Class A Common StockF1 | Jun 15, 2016 | S | 2,049 | $66.5066 | D | 114,784 | D | |
| Class A Common StockF2 | Jun 15, 2016 | S | 16,062 | $66.5105 | D | 98,722 | D | |
| Class A Common Stock | holding | — | — | — | 1,609 | I | 401(k) account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF3 | $40.84 | Jun 15, 2016 | M | 9,909 | D | — | Feb 17, 2011 | Class A Common Stock | 9,909 | 0 | D |
Explanation of responses
- F1Represents the weighted average sale price. The highest price at which shares were sold was $66.5100 and the lowest price at which shares were sold was $66.5050.
- F2Represents the weighted average sale price. The highest price at which shares were sold was $66.5250 and the lowest price at which shares were sold was $66.5050.
- F3Stock Appreciation Rights, settled in Class A Common Stock and vesting in four equal installments beginning on the first anniversary of the February 17, 2011 grant date.