SEC Form 4 · accession 0001408176-17-000001
IES Holdings, Inc. · IESC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David B. Gendell
Director
Period of report
May 9, 2017
Accepted (ET)
May 11, 2017 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001048268
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 9, 2017 | P | 1,000 | $16.50 | A | 111,697 | D | |
| Common StockF1 | May 10, 2017 | P | 3,000 | $16.54 | A | 114,697 | D | |
| Common Stock | May 11, 2017 | P | 1,000 | $16.45 | A | 115,697 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.50 to $16.74 inclusive. The reporting person undertakes to provide IES Holdings, Inc., ("IES"), any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.