SEC Form 4 · accession 0001048268-26-000116
IES Holdings, Inc. · IESC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David B. Gendell
Director
Period of report
Jul 1, 2026
Accepted (ET)
Jul 6, 2026 · 5:17 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001048268
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2026 | A | 34 | $0.00 | A | 70,821 | D | |
| Common Stock | holding | — | — | — | 6,000 | I | Held in IRA | |
| Common Stock | holding | — | — | — | 40,000 | I | Held in Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan") upon Mr. Gendell electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Gendell leaves the board of directors for any reason, or (ii) upon a change of control as defined in the 2006 Equity Incentive Plan.