SEC Form 4 · accession 0001048268-15-000023
IES Holdings, Inc. · IESC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David B. Gendell
Director
Period of report
Jul 1, 2015
Accepted (ET)
Jul 2, 2015 · 1:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001048268
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2015 | A | 2,640 | $0.00 | A | 63,122 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents Phantom Stock Units granted pursuant to the Integrated Electrical Services, Inc. 2006 Equity Incentive Plan (as amended and restated) upon Mr. Gendell electing to receive PSUs in lieu of a cash or common stock retainer. Each unit converts to one share of Integrated Electrical Services, Inc. common stock when Mr. Gendell leaves the board of directors for any reason.