SEC Form 4 · accession 0001048268-15-000012
IES Holdings, Inc. · IESC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Lindstrom
Officer — See "Remarks" Below · Director
Period of report
Jan 16, 2015
Accepted (ET)
Jan 21, 2015 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001048268
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 16, 2015 | F | 3,241 | $7.31 | D | 255,310 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld to satisfy withholding tax liability resulting from the vesting of Phantom Stock Units delivered pursuant to the 2006 Equity Incentive Plan (as amended and restated). Each unit converted to one share of Integrated Electrical Services, Inc. common stock upon Mr. Lindstrom's departure from the Board of Directors of Integrated Electrical Services, Inc. on January 16, 2015. Mr. Lindstrom resigned as a Director of the Company and from the offices of Chairman, Chief Executive Officer and President of the Company effective January 16, 2015.