SEC Form 4 · accession 0001048268-15-000006
IES Holdings, Inc. · IESC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David B. Gendell
Director
Period of report
Jan 14, 2015
Accepted (ET)
Jan 16, 2015 · 5:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001048268
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 14, 2015 | A | 4,000 | $0.00 | A | 43,352 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $7.27 | Jan 14, 2015 | A | 6,000 | A | Jan 14, 2017 | Jan 14, 2025 | Common Stock | 6,000 | 6,000 | D |
Explanation of responses
- F1Represents Phantom Stock Units granted pursuant to the 2006 Equity Incentive Plan (as amended and restated). Each unit converts to one share of Integrated Electrical Services, Inc. common stock when he leaves the board of directors for any reason.