SEC Form 4 · accession 0000899243-19-006509
IES Holdings, Inc. · IESC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary S Matthews
Officer — CEO and Director · Director
Period of report
Mar 4, 2019
Accepted (ET)
Mar 6, 2019 · 7:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001048268
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 4, 2019 | A | 260,000 | $0.00 | A | 260,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of restricted stock granted pursuant to the IES Holdings, Inc. Amended and Restated 2006 Equity Incentive Plan, including (i) 80,000 shares that will vest ratably over four years beginning on March 4, 2020, (ii) 20,000 shares that will vest, if at all, on or prior to March 4, 2024, and (iii) 160,000 shares that will vest, if at all, in 40,000 share increments on or prior to March 4, 2024.