SEC Form 4 · accession 0001209191-17-015917
ANWORTH MORTGAGE ASSET CORP · ANH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Jay Siegel
Officer — CFO, Secretary & Treasurer
Period of report
Feb 27, 2017
Accepted (ET)
Mar 1, 2017 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001047884
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 27, 2017 | J | 16,447 | — | D | 26,154 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to action by the Compensation Committee of the Board of Directors of the Issuer on February 27, 2017, such shares have been forfeited by the reporting person, effective as of January 3, 2017, because they are no longer able to be vested.