SEC Form 4 · accession 0001181431-15-004130
ANWORTH MORTGAGE ASSET CORP · ANH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
ANWORTH MORTGAGE ASSET CORP
Director
Period of report
Mar 4, 2015
Accepted (ET)
Mar 5, 2015 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001047884
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 4, 2015 | P | 30,000 | $5.33 | A | 30,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | $0.00 | holding | — | — | — | — | — | Common Stock | 4,000 | 4,000 | D |
Explanation of responses
- F11-for-1.
- F2The Restricted Stock Units vest upon the reporting person's retirement from the board of directors.