SEC Form 3 · accession 0001437749-15-010211
TALON INTERNATIONAL, INC. · TALN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Vaz
Officer — Exec. VP of Asia Operations
Period of report
May 4, 2015
Accepted (ET)
May 14, 2015 · 5:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001047881
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 34,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $1.27 | holding | — | — | — | Nov 30, 2010 | Nov 27, 2016 | Common Stock | 10,000 | — | D |
| Stock Option (Right to Buy) | $0.20 | holding | — | — | — | Dec 31, 2010 | Jun 25, 2018 | Common Stock | 210,000 | — | D |
| Stock Option (Right to Buy) | $0.18 | holding | — | — | — | Dec 31, 2010 | Aug 12, 2018 | Common Stock | 40,000 | — | D |
| Stock Option (Right to Buy) | $0.09 | holding | — | — | — | Aug 6, 2009 | Aug 6, 2019 | Common Stock | 245,000 | — | D |
| Stock Option (Right to Buy) | $0.10 | holding | — | — | — | Jan 31, 2015 | Jan 13, 2021 | Common Stock | 55,000 | — | D |
| Stock Option (Right to Buy)F1 | $0.21 | holding | — | — | — | — | Aug 14, 2024 | Common Stock | 150,000 | — | D |
Explanation of responses
- F1The option shall become exercisable with respect to 25% of the total option shares at the end of one year from the date of the grant and the remaining shares shall become exercisable in 36 monthly installments equal to 1/48th of the option shares on the last day of each calendar month thereafter until fully exercisable.