SEC Form 4 · accession 0001209191-15-029248

ALTEVA, INC. · ALTV

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive VP-Chief Marketing

Period of report

Mar 22, 2015

Accepted (ET)

Mar 25, 2015 · 5:35 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000104777

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Mar 22, 2015	F	3,040	$7.18	D	24,896	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F2	$9.90	holding	—	—	—	—	Mar 22, 2023	Common Stock	13,000	13,000	D

F1Securities for payment of tax liability associated with vesting of securities issued under the Amended and Restated Warwick Valley Telephone Company 2008 Long-Term Incentive Plan in accordance with Rule 16b-3.
F2This option was previously reported by Mr. Birnie and shall vest and become exercisable as follows, (i) one third of the shares subject to the stock option upon the date that is one year from the date of the agreement; (ii) an additional one-third of the shares subject to the stock option upon the date that is two years from the date of the agreement; and (iii) the remaining one-third of the shares subject to the stock option upon the date that is three years from the date of the agreement, assuming Mr. Birnie's continuous employment with the Company.