SEC Form 4 · accession 0001437749-18-012043
NATIONAL HEALTHCARE CORP · NHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Paul Abernathy
Director
Period of report
Jun 15, 2018
Accepted (ET)
Jun 19, 2018 · 9:43 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001047335
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of Common StockF1 | Jun 15, 2018 | M | 7,500 | $52.93 | A | 29,519 | D | |
| Shares of Common StockF2,F3 | Jun 15, 2018 | F | 5,599 | $70.89 | D | 23,920 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock | $52.93 | Jun 15, 2018 | M | 7,500 | D | May 8, 2014 | May 7, 2019 | Common Stock | 7,500 | 0 | D |
| Option to Purchase Common Stock | $61.25 | holding | — | — | — | May 7, 2015 | May 6, 2020 | Common Stock | 3,418 | 3,418 | D |
| Option to Purchase Common Stock | $62.78 | holding | — | — | — | Jun 2, 2016 | Jun 1, 2021 | Common Stock | 5,508 | 5,508 | D |
| Option to Purchase Common Stock | $72.94 | holding | — | — | — | May 9, 2017 | May 8, 2022 | Common Stock | 7,500 | 7,500 | D |
| Option to Purchase Common Stock | $61.90 | holding | — | — | — | May 3, 2018 | May 2, 2023 | Common Stock | 7,500 | 7,500 | D |
Explanation of responses
- F1These stock options were granted pursuant to the 2005 Stock Option Plan on May 8, 2014. The grant and exercise of these stock options are exempt from Section 16(b) pursuant to Rule 16b-3(d).
- F2Shares were withheld by the Company to pay the exercise price.
- F3Total amount of common shares owned following transactions reported on this form.