SEC Form 4 · accession 0001437749-18-008656
NATIONAL HEALTHCARE CORP · NHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard F Laroche Jr.
Director
Period of report
May 3, 2018
Accepted (ET)
May 4, 2018 · 2:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001047335
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - Held in my name or my wife's name | holding | — | — | — | 194,720 | D | ||
| Common Stock - Family LP (BFLP) | holding | — | — | — | 29,523 | I | General Partner | |
| Common Stock - Fam. Partnership (LR Ent.) | holding | — | — | — | 31,698 | D | ||
| Common Stock - Fam. Partnership (LFLP) | holding | — | — | — | 96,000 | I | General Partner |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $61.90 | May 3, 2018 | A | 7,500 | A | May 3, 2018 | May 2, 2023 | Common Stock | 7,500 | 7,500 | D |
| Option to Purchase Common Stock | $52.93 | holding | — | — | — | May 8, 2014 | May 7, 2019 | Common Stock | 7,500 | 7,500 | D |
| Option to Purchase Common Stock | $61.25 | holding | — | — | — | May 7, 2015 | May 6, 2020 | Common Stock | 7,500 | 7,500 | D |
| Option to Purchase Common Stock | $62.78 | holding | — | — | — | Jun 2, 2016 | Jun 1, 2021 | Common Stock | 7,500 | 7,500 | D |
| Option to Purchase Common Stock | $72.94 | holding | — | — | — | May 9, 2017 | May 8, 2022 | Common Stock | 7,500 | 7,500 | D |
Explanation of responses
- F1These stock options were granted pursuant to the 2010 Omnibus Equity Incentive Plan on May 3, 2018. The grant and exercise of these stock options are exempt from Section 16(b) pursuant to Rule 16b-3(d).