SEC Form 4 · accession 0001047335-16-000267
NATIONAL HEALTHCARE CORP · NHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Paul Abernathy
Director
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 4:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001047335
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of Common StockF1 | Nov 14, 2016 | M | 7,500 | $47.45 | A | 30,357 | D | |
| Shares of Common StockF2,F3 | Nov 14, 2016 | F | 5,192 | $68.53 | D | 25,165 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock | $47.75 | Nov 14, 2016 | M | 7,500 | D | May 8, 2013 | May 7, 2018 | Common Stock | 7,500 | 0 | D |
| Option to Purchase Common Stock | $52.93 | holding | — | — | — | May 8, 2014 | May 7, 2019 | Common Stock | 7,500 | 7,500 | D |
| Option to Purchase Common Stock | $61.25 | holding | — | — | — | May 7, 2015 | May 6, 2020 | Common Stock | 5,459 | 5,459 | D |
| Option to Purchase Common Stock | $62.78 | holding | — | — | — | Jun 2, 2016 | Jun 1, 2021 | Common Stock | 7,500 | 7,500 | D |
Explanation of responses
- F1These stock options were granted pursuant to the 2010 Omnibus Equity Incentive Plan. The grant and exercise of these stock options are exempt from Section 16(b) pursuant to Rule 16b-3(d).
- F2Shares were withheld by the Company to pay the exercise price.
- F3Total number of shares after this transaction.