SEC Form 4 · accession 0001047335-16-000203
NATIONAL HEALTHCARE CORP · NHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard F Laroche Jr.
Director
Period of report
Mar 21, 2016
Accepted (ET)
Mar 21, 2016 · 6:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001047335
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - Held in my name or my wife's nameF1 | Mar 21, 2016 | M | 3,500 | $45.80 | A | 179,720 | D | |
| Common Stock, Family LP (BFLP) | holding | — | — | — | 29,523 | I | General Partner | |
| Common Stock - Fam. Partnership (LR Ent.) | holding | — | — | — | 31,698 | D | ||
| Common Stock - Fam. Partnership (LFLP) | holding | — | — | — | 96,000 | I | General Partner |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock | $45.80 | Mar 21, 2016 | M | 3,500 | D | May 9, 2011 | May 8, 2016 | Common Stock | 3,500 | 0 | D |
| Option to Purchase Common Stock | $44.80 | holding | — | — | — | May 3, 2012 | May 2, 2017 | Common Stock | 7,500 | 7,500 | D |
| Option to Purchase Common Stock | $47.45 | holding | — | — | — | May 8, 2013 | May 7, 2018 | Common Stock | 7,500 | 7,500 | D |
| Option to Purchase Common Stock | $52.93 | holding | — | — | — | May 8, 2014 | May 7, 2019 | Common Stock | 7,500 | 7,500 | D |
| Option to Purchase Common Stock | $61.25 | holding | — | — | — | May 7, 2015 | May 6, 2020 | Common Stock | 7,500 | 7,500 | D |
Explanation of responses
- F1These stock options were granted pursuant to the Company's Stock Option Plan on May 9, 2011. The grant and exercise of these stock options are exempt from Section 16(b) pursuant to Rule 16b-3(d).