SEC Form 4 · accession 0001047335-15-000122
NATIONAL HEALTHCARE CORP · NHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard F Laroche Jr.
Director
Period of report
Nov 3, 2015
Accepted (ET)
Nov 4, 2015 · 11:43 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001047335
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Family LP (BFLP) | holding | — | — | — | 29,523 | I | General Partner | |
| Common Stock - Fam. Partnership (LR Ent.) | holding | — | — | — | 31,698 | D | ||
| Common Stock - Fam. Partnership (LFLP) | holding | — | — | — | 96,000 | I | General Partner | |
| Common Stock - Held in my name or my wife's name | holding | — | — | — | 172,220 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Shares of Series A Conv. Prefered Stock - (LR Ent.)F1 | $0.00 | Aug 6, 2015 | W | 2,630 | A | Nov 1, 2007 | Nov 3, 2015 | Common Stock | 636 | 378,232 | D |
| Shares of Series A Conv. Prefered Stock - (LR Ent.)F2,F3 | — | Nov 3, 2015 | J | 378,232 | D | Nov 1, 2007 | Nov 3, 2015 | Common Stock | 91,547 | 0 | D |
| Shares of Series A Conv. Prefered Stock - (BFLP)F2,F3 | — | Nov 3, 2015 | J | 96,534 | D | Nov 1, 2007 | Nov 3, 2015 | Common Stock | 23,365 | 0 | I |
| Shares of Series A Conv. Prefered Stock - (LFLP)F2,F3 | — | Nov 3, 2015 | J | 425 | D | Nov 1, 2007 | Nov 3, 2015 | Common Stock | 102 | 0 | I |
| Shares of Series A Conv. Prefered Stock - Family FoundationF2,F3 | — | Nov 3, 2015 | J | 8,500 | D | Nov 1, 2007 | Nov 3, 2015 | Common Stock | 2,057 | 0 | I |
| Option to Purchase Common Stock | $45.80 | holding | — | — | — | May 9, 2011 | May 8, 2016 | Common Stock | 7,500 | 7,500 | D |
| Option to Purchase Common Stock | $44.80 | holding | — | — | — | May 3, 2012 | May 2, 2017 | Common Stock | 7,500 | 7,500 | D |
| Option to Purchase Common Stock | $47.45 | holding | — | — | — | May 8, 2013 | May 7, 2018 | Common Stock | 7,500 | 7,500 | D |
| Option to Purchase Common Stock | $52.93 | holding | — | — | — | May 8, 2014 | May 7, 2019 | Common Stock | 7,500 | 7,500 | D |
| Option to Purchase Common Stock | $61.25 | holding | — | — | — | May 7, 2015 | May 6, 2020 | Common Stock | 7,500 | 7,500 | D |
Explanation of responses
- F1This inheritance (Exempt from Section 16(b) by virtue of Rule 16b-5) is voluntarily reported early.
- F2The reported securities were called for redemption by the issuer at a price equal to $15.79 per share.
- F3Convertable anytime at a ratio of 0.24204 common shares per 1.0 preferred share