SEC Form 4 · accession 0001047335-15-000026
NATIONAL HEALTHCARE CORP · NHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charlotte A Swafford
Officer — Sr. Vice President & Treasurer
Period of report
Mar 10, 2015
Accepted (ET)
Mar 13, 2015 · 6:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001047335
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of Common StockF1 | Mar 10, 2015 | M | 15,541 | $46.69 | A | 169,116 | D | |
| Shares of Common Stock - Trust | holding | — | — | — | 61,548 | I | Trustee | |
| Shares of Series A Convertible Preferred Stock | holding | — | — | — | 5,041 | D | ||
| Shares of Series A Convertible Preferred Stock - Trust | holding | — | — | — | 147,937 | I | Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchase Common Stock | $46.69 | Mar 10, 2015 | M | 15,541 | D | Dec 4, 2012 | Feb 29, 2016 | Common Stock | 42,000 | 26,459 | D |
Explanation of responses
- F1These stock options were granted pursuant to the Company's 2010 Omnibus Equity Incentive Plan on March 1, 2011. The grant and exercise of these stock options are exempt from Section 16(b) pursuant to Rule 16b-3(d).