SEC Form 4 · accession 0001209191-19-011422
AMKOR TECHNOLOGY, INC. · AMKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Kim
Director · 10% Owner · Other
Period of report
Feb 15, 2019
Accepted (ET)
Feb 20, 2019 · 12:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001047127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 54,716,203 | D | ||
| Common StockF2 | holding | — | — | — | 14,394,497 | I | By Self as Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy)F3 | $9.48 | Feb 15, 2019 | A | 250,000 | A | Feb 15, 2020 | Feb 15, 2029 | Amkor Technology, Inc., Common Stock | 250,000 | 250,000 | D |
Explanation of responses
- F1Includes 49,594,980 shares held by 915 Investments, LP, in which the reporting person is the general partner.
- F2The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- F3This option grant vests as follows: 25% of the shares vest on the first anniversary of the grant date and 1/16th of the option vests each quarter thereafter, such that 100% of the option will be vested on the fourth anniversary of the grant date.