SEC Form 4 · accession 0001209191-19-010932
AMKOR TECHNOLOGY, INC. · AMKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger Anthony Carolin
Director
Period of report
Feb 14, 2019
Accepted (ET)
Feb 19, 2019 · 12:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001047127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 14, 2019 | M | 20,000 | $4.50 | A | 54,176 | D | |
| Common StockF1 | Feb 14, 2019 | S | 20,000 | $9.36 | D | 34,176 | D | |
| Common Stock | holding | — | — | — | 40,400 | I | Held Jointly with Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F2 | $4.50 | Feb 14, 2019 | M | 20,000 | D | — | May 4, 2019 | Amkor Technology, Inc. Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from 9.39 to 9.36.
- F2These options vest 100% on the earlier of the first anniversary of the grant date, or the date of the first annual meeting of stockholders following the grant date