SEC Form 4 · accession 0001209191-18-027827

AMKOR TECHNOLOGY, INC. · AMKR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director · 10% Owner · Other

Period of report

May 1, 2018

Accepted (ET)

May 3, 2018 · 6:14 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001047127

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	May 1, 2018	A	4,700	$0.00	A	6,075,500	D
Common Stock^F3	holding	—	—		—	33,892,558	I	Held by Self as Trustee
Common Stock^F3	holding	—	—		—	25,674,640	I	Held by Self Through Partnerships

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Director Stock Option (Right to Buy)^F4	$8.51	May 1, 2018	A	20,000	A	—	May 1, 2028	Amkor Technology Inc. Common Stock	20,000	20,000	D

F1These are restricted shares which vest 100% on the earlier of the first anniversary of the grant date, or the date of the first annual meeting of stockholders following the grant date.
F2Off the 6,075,500 common shares owned directly, 4,700 are restricted shares subject to risk of forfeiture until fully vested as described in footnote (1).
F3The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F4These options vest 100% on the earlier of the first anniversary of the grant date, or the date of the first annual meeting of stockholders following the grant date