SEC Form 4 · accession 0001209191-18-018947
AMKOR TECHNOLOGY, INC. · AMKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Winston J Churchill
Director
Period of report
Mar 9, 2018
Accepted (ET)
Mar 12, 2018 · 6:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001047127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Amkor Technology, Inc. Common Stock | Mar 9, 2018 | M | 20,000 | $5.66 | A | 48,776 | D | |
| Amkor Technology, Inc. Common StockF1 | Mar 9, 2018 | S | 20,000 | $11.35 | D | 28,776 | D | |
| Amkor Technology, Inc. Common Stock | Mar 9, 2018 | M | 20,000 | $4.50 | A | 48,776 | D | |
| Amkor Technology, Inc. Common StockF1 | Mar 9, 2018 | S | 20,000 | $11.35 | D | 28,776 | D | |
| Amkor Technology, Inc. Common Stock | Mar 9, 2018 | M | 20,000 | $6.81 | A | 48,776 | D | |
| Amkor Technology, Inc. Common StockF2 | Mar 9, 2018 | S | 20,000 | $11.37 | D | 28,776 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy) | $5.66 | Mar 9, 2018 | M | 20,000 | D | May 2, 2017 | May 4, 2026 | Amkor Technology, Inc. | 20,000 | 0 | D |
| Director Stock Opion (Right to Buy) | $4.50 | Mar 9, 2018 | M | 20,000 | D | May 8, 2014 | May 8, 2023 | Amkor Technology, Inc. | 20,000 | 0 | D |
| Director Stock Option (Right to Buy) | $6.81 | Mar 9, 2018 | I | 20,000 | D | May 4, 2016 | May 5, 2025 | Amkor Technology, Inc. | 20,000 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from 11.34 to 11.39.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from 11.35 to 11.39.