SEC Form 4 · accession 0001209191-17-039120
AMKOR TECHNOLOGY, INC. · AMKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Douglas Kelley
Officer — President and CEO · Director
Period of report
Jun 8, 2017
Accepted (ET)
Jun 12, 2017 · 3:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001047127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 8, 2017 | M | 75,586 | $4.50 | A | 310,460 | D | |
| Common StockF1 | Jun 8, 2017 | S | 75,586 | $12.13 | D | 234,874 | D | |
| Common StockF2 | Jun 9, 2017 | S | 32,924 | $12.06 | D | 201,950 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy) | $4.50 | Jun 8, 2017 | M | 75,586 | D | May 8, 2014 | May 8, 2023 | Amkor Technology, Inc. Common Stock | 75,586 | 18,164 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average. Shares sold in multiple transactions at prices from 12.045 to 12.19.
- F2The price reported in Column 4 is a weighted average. Shares sold in multiple transactions at prices from 11.75 to 12.24.