SEC Form 4 · accession 0001209191-17-038795
AMKOR TECHNOLOGY, INC. · AMKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger Anthony Carolin
Director
Period of report
Jun 8, 2017
Accepted (ET)
Jun 9, 2017 · 2:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001047127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 8, 2017 | M | 10,000 | $10.97 | A | 39,476 | D | |
| Common StockF1 | Jun 8, 2017 | S | 10,000 | $12.05 | D | 29,476 | D | |
| Common Stock | holding | — | — | — | 40,400 | I | Held Jointly with Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy) | $10.97 | Jun 8, 2017 | M | 10,000 | D | Aug 6, 2008 | Aug 6, 2017 | Amkor Technology, Inc. Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from 12.05 to 12.08.