SEC Form 4 · accession 0001209191-17-032491
AMKOR TECHNOLOGY, INC. · AMKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Winston J Churchill
Director
Period of report
May 11, 2015
Accepted (ET)
May 15, 2017 · 7:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001047127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Amkor Technology, Inc. Common Stock | May 11, 2017 | M | 20,000 | $7.71 | A | 48,776 | D | |
| Amkor Technology, Inc. Common StockF1 | May 11, 2017 | S | 20,000 | $11.99 | D | 28,776 | D | |
| Amkor Technology, Inc. Common Stock | May 11, 2017 | M | 10,000 | $10.97 | A | 38,776 | D | |
| Amkor Technology, Inc. Common StockF1 | May 11, 2017 | S | 10,000 | $11.99 | D | 28,776 | D | |
| Amkor Technology, Inc. Common Stock | May 11, 2017 | M | 16,598 | $6.46 | A | 45,374 | D | |
| Amkor Technology, Inc. Common StockF1 | May 11, 2017 | S | 16,598 | $11.99 | D | 28,776 | D | |
| Amkor Technology, Inc. Common Stock | May 12, 2017 | M | 3,402 | $6.46 | A | 32,178 | D | |
| Amkor Technology, Inc. Common StockF2 | May 12, 2017 | S | 3,402 | $11.81 | D | 28,776 | D | |
| Amkor Technology, Inc. Common Stock | May 12, 2017 | M | 6,598 | $4.58 | A | 35,374 | D | |
| Amkor Technology, Inc. Common StockF2 | May 12, 2017 | S | 6,598 | $11.81 | D | 28,776 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy) | $7.71 | May 11, 2017 | M | 20,000 | D | May 3, 2011 | May 3, 2020 | Amkor Technology, Inc. | 20,000 | 0 | D |
| (Director Stock Option (Right to Buy) | $10.97 | May 11, 2017 | M | 10,000 | D | Aug 6, 2008 | Aug 6, 2017 | Amkor Technology, Inc. | 10,000 | 0 | D |
| Director Stock Option (Right to Buy) | $6.46 | May 11, 2017 | M | 16,598 | D | May 3, 2012 | May 3, 2021 | Amkor Technology, Inc. | 16,598 | 3,402 | D |
| Director Stock Option to Buy | $6.46 | May 12, 2017 | M | 3,402 | D | May 3, 2012 | May 3, 2021 | Amkor Technology, Inc. | 3,402 | 0 | D |
| Director Stock Option to Buy | $4.58 | May 12, 2017 | M | 6,598 | D | May 8, 2013 | May 8, 2022 | Amkor Technology, Inc. | 6,598 | 13,402 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from 11.90 to 12.02.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from 11.80 to 11.86.