SEC Form 4 · accession 0001209191-17-032152
AMKOR TECHNOLOGY, INC. · AMKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gil C. Tily
Officer — CAO & General Counsel
Period of report
May 11, 2017
Accepted (ET)
May 12, 2017 · 6:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001047127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Amkor Technology, Inc., Common StockF1 | May 11, 2017 | M | 45,678 | $4.28 | A | 112,017 | D | |
| Amkor Technology. Inc., Common Stock | May 11, 2017 | S | 45,678 | $12.02 | D | 66,339 | D | |
| Amkor Technology, Inc., Common Stock | May 12, 2017 | M | 41,822 | $4.28 | A | 108,161 | D | |
| Amkor Technology, Inc. Common StockF2 | May 12, 2017 | S | 41,822 | $11.68 | D | 66,339 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy) | $4.28 | May 11, 2017 | M | 45,678 | D | Sep 9, 2014 | Sep 9, 2023 | Amkor Technology, Inc., Common Stock | 45,678 | 54,322 | D |
| Employee Stock Option to Buy | $4.28 | May 12, 2017 | M | 41,822 | D | Sep 9, 2014 | Sep 9, 2023 | Amkor Technology, Inc. | 41,822 | 12,500 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from 11.90 to 12.07.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from 11.65 to 11.70.