SEC Form 4 · accession 0001209191-17-030538
AMKOR TECHNOLOGY, INC. · AMKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gil C. Tily
Officer — CAO & General Counsel
Period of report
May 4, 2017
Accepted (ET)
May 8, 2017 · 2:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001047127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Amkor Technology, IncF1 | May 4, 2017 | M | 75,000 | $10.97 | A | 137,201 | D | |
| Amkor Technology, Inc. | May 4, 2017 | F | 70,862 | $11.96 | D | 66,339 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy) | $10.97 | May 4, 2017 | M | 75,000 | D | Aug 6, 2008 | Aug 6, 2017 | Amkor Technology, Inc., Common Stock | 75,000 | 0 | D |
Explanation of responses
- F1Exempt purchase under Section 16b-3. Transaction executed as net exercise with company, in which no shares were purchased or sold in the open market.